Our Services

While developing a customized financial program, we will walk you through a step-by-step process that will help make you feel confident in your decisions.

Once your goals have been established, we will customize appropriate strategies to suit your vision and objectives. We can help you execute a sound financial program utilizing the following products and services:


  • Brokerage Account
  • Common Stock
  • Bonds
  • CD’s (Certificates of Deposit: FDIC Insured)
  • Government Securities
  • Treasury Bills
  • Treasury Notes
  • Exchange Traded Funds
  • Mutual Funds, Unit Investment Trusts (UITs), Real Estate Investment Trusts (REITs) and Business Development Companies (BDCs)
  • Custom Structured Notes and Market-Linked CDs and notes
  • Variable, Fixed, and Indexed Annuities
  • Custom Asset Management Programs and Separately Managed Accounts
  • Cash Management Strategies

Financial Planning

  • Retirement Plans
  • Tax Strategies
  • IRAs (Traditional and Roth) and Conversions
  • IRA Consolidations and Transfers
  • Retirement Income Strategies
  • College Planning and 529 savings plans

Social Security Planning

Managing Your Risk

  • Establish how much risk is right for you
  • Ensure your investments line up with your risk tolerance
  • Monitor portfolio for changes outside your risk tolerance

Business & Financial Planning

  • Business Retirement Plans
  • 401(k) and Other Qualified Plan Setup and Maintenance
  • Profit Sharing
  • Simple and SEP IRAs
  • Money Purchase Plans
  • Buy/Sell Strategies and Key-Person Planning
  • Comprehensive Risk Assessment
  • Tax Management Strategies



  • Life Insurance
  • Disability Income Insurance
  • Long-Term-Care Insurance

Estate Planning

  • Trust and Will Assistance
  • Charitable Giving Strategies
  • Wealth Transfer Strategies
  • Domestic Partner Planning